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Net capital rule
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#	Item
591	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 11, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-11 08:14:29 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
592	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 24, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-24 06:24:31 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
593	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 19, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-19 06:16:14 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
594	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]June 3, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-04 10:22:25 Securities Exchange Act Financial regulation Finance U.S. Securities and Exchange Commission New York Stock Exchange Regulation NMS United States Net capital rule United States Securities and Exchange Commission United States securities law 73rd United States Congress
595	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 6, 2012 The Securities and Exchange Commission (“Commission”) announced the temporar Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-06 06:12:07 73rd United States Congress Securities Exchange Act Financial economics Finance U.S. Securities and Exchange Commission Securities and Exchange Commission Naked short selling Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
596	Microsoft Word[removed]Trading Suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-10 08:53:16 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
597	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 7, 2005 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN THIRTY-NINE COMPANIES THAT FAILED TO M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-07 07:55:36 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Securities and Exchange Commission Government United States Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
598	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-21 15:21:50 Investment Securities Exchange Act Direct market access High-frequency trading Broker-dealer U.S. Securities and Exchange Commission Alternative Trading Systems Electronic trading Net capital rule Financial markets Financial economics Finance
599	Mark S. Parnass: ORDER DENYING PETITION TO VACATE ADMINISTRATIVE BAR ORDER Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-29 17:29:18 United States Securities and Exchange Commission Financial regulation Financial system Corporate crime U.S. Securities and Exchange Commission Registered representative Broker-dealer Securities Exchange Act Net capital rule United States securities law Financial economics 73rd United States Congress
600	Microsoft Word[removed]Trading Suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-10 08:30:16 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Naked short selling Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation

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